LME Compliance Officer Job in EC2V, Cheap, Greater London

LME Compliance Officer Job in EC2V, Cheap, Greater London. Apply for the latest EC2V, Cheap, Greater London jobs in Accounting/Financial/Insurance.

LME Compliance Officer Job in EC2V, Cheap, Greater London

Job Description
Our client an international bank is seeking a LME compliance officer to join their team on a permanent basis. Overall purpose of the role and a summary of the main responsibilities (to include decision making and operational responsibility. Our client is looking for a person with the right experience as they will have a robust compliance team. This candidate won’t require to be registered in FCA as our client already has a head of compliance as SMF16 and 17.

* Support Head of Compliance/MLRO to maintain and develop the compliance policy structure and procedures.

* Undertake the daily compliance trade monitoring and surveillance requirements

* Undertake the monitoring of other daily compliance requirements

* Review reports, risk indicators and red flags to identify and propose remedial action to improve the control framework

* Develop, implement and monitor regulatory compliance policies, procedures and internal controls

* Implementing specific sections for the compliance monitoring plan

* Take ownership and work closely with relevant departments and teams to ensure the compliance system’s capabilities are enhanced and improved

* Assist and distribute periodic reports and take meeting minutes for the Risk & Compliance committee

* Assist with the documentation of regulatory reviews

* Assist in the development and updating of the annual monitoring plan

* Provide a day-to-day point of contact for Exchanges, Clearing house and regulators’ compliance queries

* Coordinate compliance, AML, Anti-bribery & Corruption training requirements to staff

* Assist with maintaining the Compliance and Financial Crime Manual

* Assist in annual attestation roll out (Fit & Proper / Significant Influence/SMCR)

* Maintain regulatory logs, such as breaches, third party payments, gifts, complaints etc

* Assist in any liaison with any queries from our competent authority (FCA)

* Keep up to date of all relevant regulatory changes in accordance with best market practice

* Manage ad-hoc compliance related projects, able to self-manage multiple ongoing projects and deliverables

Experience/Qualifications

* Graduate with relevant degree

* Experience is essential, and 4-5 years’ experience in compliance function and familiar the industry

* experience and personal attributes required and problem solving:

* Understanding of how to complete a second line compliance monitoring review

* Knowledge on FCA Handbook, including Conduct of Business Sourcebook, Senior management arrangement, MAR, Mifid II

* Experience in Compliance with UK regulatory environment

* Experience on commodities exposure and NYMEX, ICE, LME are desirable, not essential

* Ability to demonstrate good verbal, organizational and communication skills

Job Type: Permanent, Full Time
Location: EC2V, Cheap, Greater London
Category: Accounting/Financial/Insurance
City: Cheap
County: City and County of the City of London
Country: United Kingdom
Salary:
Benefits: