Compliance Administrator Job in LE19, Enderby, Leicestershire. Apply for the latest LE19, Enderby, Leicestershire jobs in Accounting/Financial/Insurance.
Compliance Administrator Job in LE19, Enderby, Leicestershire
Job Description
Compliance Assistant
Leicester (hybrid working on completion of probation)
£21- 25,000 (depending on experience)
12-month fixed term contact
Four Squared Recruitment are currently working alongside a Leicester based Financial Services organisation to recruit for a Compliance Assistant on a 12-month fixed term contract.
The overall purpose of the role is to provide a quality service to the Business under the training and guidance of the Compliance Manage, support and assist the Compliance Manager to meet the regulatory requirements in respect of compliance monitoring controls for the Business and maintain records that meet the requirements of the firm and the regulator.
Main tasks:
To ensure that the company comply with the FCA regulations, with legislation relating to the prevention of money laundering, financial crime, and fraud. This will be in the following areas:
* Client money
* Complaints
* Data protection
* Financial reports and resources, e.g. RegData,
* Professional indemnity insurance
* Training and Competence
* Senior Managers and Certification Regime
* Consumer Duty
Maintain analyse and report data from a range of compliance registers:
* Data required to support the investigation of complaints.
* Continuous Professional development records (CPD)
* Financial Conduct Authority reporting requirements.
* File checks recording.
* Daily Client Money Reconciliation
* As and when required provide cover for logging meeting notes. This may include the production of monthly, quarterly, and annual statistics on MN standards.
The successful candidate will have the following:
Key knowledge, skills and experience required
* Educated to A-Level standard (or equivalent)
* Organisation skills
* Good attention to detail
* Computer and Microsoft Office literate – Word, Excel, and Outlook
* Ability to communicate effectively written and verbal.
* Ability to create and maintain accurate paper and computer-based records
Responsibilities
* To provide a quality compliance related administrative service to the Business.
* To support and assist the Compliance Manager in meeting the regulatory requirements in respect of compliance monitoring controls for the Business.
* To maintain records that meet the requirements of the Business and the regulator.
Benefits
* 24 days holiday plus statutory holidays increasing with service
* Hybrid working arrangements available following probationary period.
* Pension scheme
* 2 x salary life assurance
* Discretionary bonuses
* Health Shield Cash Plan
* Free parking
If you feel that you have the skills and experience to be successful in this role, and would like to chat further about it, please apply now
Job Type: Contract, Full Time
Location: LE19, Enderby, Leicestershire
Category: Accounting/Financial/Insurance
City: Enderby
County: Leicestershire
Country: United Kingdom
Salary: £21000 – £24000/annum
Benefits:
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