Compliance Manager Job in Grimsby, North East Lincolnshire. Apply for the latest Grimsby, North East Lincolnshire jobs in Accounting/Financial/Insurance.
Compliance Manager Job in Grimsby, North East Lincolnshire
Job Description
A highly reputable, leading, multi-office Wealth Manager, is currently recruiting for a Compliance Manager to join its busy and friendly team, overseeing the regulatory and FCA guidelines across its group office locations.
An exceptional career opportunity with an organisation whose focus is very much on its employee’s career development and wellbeing, offering a very competitive base salary, hybrid working and a comprehensive benefits package.
You must have previous experience working within the financial planning sector, and preferably hold the relevant qualifications
Compliance Manager Responsibilities:
* Provide regulatory guidance and advisory services to certain internal business areas.
* File reviews and checks
* Support projects ensuring compliance with regulatory and legislative requirements.
* Review and approve new client on boarding KYC in line with Group standards.
* Review and approve financial promotions.
* Respond to ad-hoc queries and new business initiatives to enable line manager(s) to meet their regulatory requirements.
* Assist with the development and implementation of Compliance and AML procedures.
* Develop and maintain ongoing management information for the Board.
Compliance Manager Job Requirements:
* Diploma Level 4 in Financial Planning, not essential but preferred, or on the way towards it
* Compliance experience within a similar Wealth Management, IFA or Private Banking business.
* Knowledge of relevant FCA rules
* Strong Financial Crime knowledge
* Excellent interpersonal skills.
* Good communicator, comfortable dealing with all levels of staff.
Salary is very much dependant on level of experience, so please apply, ranging from £40,000 to £60,000, comprehensive benefits and hybrd working
APPLY TODAY or call Robert at PB Recruitment
Job Type: Permanent, Full Time
Location: Grimsby, North East Lincolnshire
Category: Accounting/Financial/Insurance
City: Grimsby
County: Lincolnshire
Country: United Kingdom
Salary: £40000 – £60000/annum Benefits and Bonus
Benefits: Benefits and Bonus
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