IFA Compliance Assistant Job in B78, Hopwas, Staffordshire

IFA Compliance Assistant Job in B78, Hopwas, Staffordshire. Apply for the latest B78, Hopwas, Staffordshire jobs in Accounting/Financial/Insurance.

IFA Compliance Assistant Job in B78, Hopwas, Staffordshire

Job Description
A highly regarded regional IFA & wealth firm have an opportunity for a Compliance Assistant to join their team.
IFA Compliance Assistant
Tamworth B78 3PQ
Full Time or Part Time, Permanent
£25,000 – 30,000 per annum, pro rata
Remote/hybrid working options considered
Please Note: Applicants must be eligible to work in the UK
Since their launch in 2009, our client has become one of the UK’s leading independent financial advisory firms.
The practice provides independent financial advice with a primary focus towards retirement, pensions, investments and wealth planning.
About the IFA Compliance Assistant Role
Working closely with the Head of Compliance, you will play an important role in ensuring compliance with relevant legislation and to ensure the fair treatment of clients remains at the forefront of the business.
Duties will include:
* Assisting the Head of Compliance with the overall compliance operations of the firm
* Providing guidance to advisers, support staff and paraplanning team
* Accurately reviewing pre & post advice files to ensure advice is sound and in line with the firm’s processes.
* Providing feedback to advisers and paraplanners on file reviews and ensuring any remedial action required is completed
* Maintaining accurate, up to date and detailed compliance records and registers
* Other duties may include assisting the paraplanning team with research and report writing when needed.
You will have:
* An administration, paraplanning, compliance or quality review background in Financial Services
* A solid understanding of pensions, investments and ideally mortgages
* High attention to detail and accuracy
* An understanding of FCA regulation
* You will be analytical, insightful & an effective communicator with an ability to deal with people at all levels
* Financial services qualification is desirable although not essential
Benefits of working with the client:
* A competitive salary of £25,000 – £30,000 pro rata
* 23 days holiday + bank holidays
* Free parking
* Auto enrolment pension scheme with Royal London
* Death in service benefit following successful probationary period
* A friendly and supportive office environment.
This role is offered on a full or part time basis with flexibility of hours to suit your circumstances.
The potential of hybrid working is also available.
How to apply for the role:
If you have the skills and experience required for this position, click “apply” today and check your inbox for an email providing more information on how to tailor your application and provide a cover letter or any supporting documents.
You must be eligible to work in the UK. No agencies please.
Other suitable skills and experience includes Finance, Accounts Assistant, Accountant, Accountancy, Accounting, Account Manager, Finance Manager, Management Account, Finance Assistant, Accounts

Job Type: Permanent, Full Time
Location: B78, Hopwas, Staffordshire
Category: Accounting/Financial/Insurance
City: Hopwas
County: Staffordshire
Country: United Kingdom
Salary: £25000 – £30000/annum
Benefits: