Compliance Assistant Job in Bromley

Compliance Assistant Job in Bromley. Apply for the latest Bromley jobs in Accounting/Financial/Insurance.

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Compliance Assistant Job in Bromley

Job Description
Great career in compliance for the right individual with some office experience within FCA, legal, government, insurance or similar highly regulated environment.

Excellent career opportunities. This role offers the opportunity for further study and qualifications.

Key Responsibilities & Duties of the Compliance Assistant role:

Undertake customer care telephone calls and record findings
2nd line monitoring of field force of Financial Advisers
2nd line monitoring of internal staff to ensure fair customer outcomes
Assist team colleagues with follow up/investigation of areas of concern
Identify at risk performers
Identify customer vulnerability
Liaise with Compliance team to achieve monitoring targets
Assist Compliance team for reporting purposes
Knowledge, Skills and Experience for the Compliance Assistant role:

Understanding of Conduct Risk and Treating Customers Fairly (TCF) outcomes
Ideally some experience within a highly regulated environment such as FCA, law, government, insurance or compliance
Excellent communication skills both written and verbal
Ability to identify customer vulnerability and to act appropriately
Motivation and ability to develop
Additional Information for the Compliance Assistant role:

Full-time role – 35 hours per week- start and finish times will vary depending on requirements
Monday to Friday
You will receive inhouse training on the products and services
There will be opportunities for work related study and progression within this company 
As well as an opportunity to work with talented people, the company offers a competitive salary, life cover, pension scheme into which they will contribute up to 10% of total earnings and a performance based discretionary bonus scheme
Compliance Assistant
Job Type: Permanent, Full Time
Location: Bromley
Category: Accounting/Financial/Insurance
City: Bromley Town
County: Greater London
Country: United Kingdom
Salary: £24000/annum yearly bonus
Benefits: yearly bonus

Compliance Assistant Job in Bromley

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