Compliance and Regulatory Reporting Manager Job in Horsham, West Sussex

Compliance and Regulatory Reporting Manager Job in Horsham, West Sussex. Apply for the latest Horsham, West Sussex jobs in Accounting/Financial/Insurance.

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Compliance and Regulatory Reporting Manager Job in Horsham, West Sussex

Job Description
Based in Horsham, reporting to the Compliance Director, the overall purpose of the role is to Assist the Compliance Director in administering reporting requirements, policies, monitoring frameworks, data extraction, report preparation and regulatory liaison. Coordinate compliance project work and assist with regulatory implementations.

Day to day duties will include:

Preparing annual reports
Engaging with other compliance managers to ensure strong communications across the business
Assist with Group risk management
Keep up-to-date with regulatory and industry developments
Provide support for Compliance Director and Compliance Managers as appropriate
Assist with the management and scheduling of all aspects of Group oversight
Liaise with business stakeholders and external parties in respect of escalated issues
Liaise effectively with senior management in respect of regulatory issues
Assist in making all appropriate notifications to the FCA
Produce regular internal MI to cover the role activity
Researching and producing MI reports to be escalated to senior management
Administering Group policies and assist in defining relevant procedures and controls
Manage the department's outstanding IT development
Undertake due diligence & screening of key suppliers and business partners
Liaising with other team members in respect of relevant procedures, data extraction, research and due diligence
General document management
Apply a risk-based and common-sense approach to the compliance monitoring and policy based processes
Undertake appropriate reviews, ensuring that the findings are accurately recorded and handled appropriately to mitigate associated risksThe ideal candidate will not only have strong analytical, observational and communication skills but will also have:

Knowledge of FCA rules and their interpretation
Ability to extract and analyse data
Ability to manage and co-ordinate a number of tasks and remain organised with all actions −
Minimum of level 4 Diploma in regulated financial planning (or equivalent)
Compliance experience within the financial services
Experience working with and motivating a team Morgan McKinley is acting as an Employment Agency and references to pay rates are indicative.

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Compliance and Regulatory Reporting Manager
Job Type: Permanent, Full Time
Location: Horsham, West Sussex
Category: Accounting/Financial/Insurance
City: Horsham
County: West Sussex
Country: United Kingdom
Salary: £35000 – £45000/annum
Benefits:

Compliance and Regulatory Reporting Manager Job in Horsham, West Sussex

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