Compliance Analyst Job in City of London, London

Compliance Analyst Job in City of London, London. Apply for the latest City of London, London jobs in Accounting/Financial/Insurance.

Compliance Analyst Job in City of London, London

Job Description
Job title: Compliance Analyst

Location: London

Duration: 3 months

The Role:

The Compliance Analyst assists the Compliance officer team, under close supervision, in activities that contribute to the independent compliance oversight of Front Line Unit ("FLU") and Control Function ("CF") performance and any related third party/vendor relationships in alignment with the Compliance Risk Management ("CRM") Program and the Global Compliance Enterprise Policy ("GC Policy").

Responsibilities:

As an individual contributor member of a FLU or CF compliance officer team, the Compliance Analyst promotes a culture of compliance and the identification, escalation and timely mitigation of compliance risks by assisting FLU or CF Compliance teams in any of the following compliance activities & processes

Requirements:

Create and maintain a regulatory inventory.
* Update relevant policies to ensure they reflect regulatory requirements for FLU/CF.
* Contribute to compliance risk assessments.
* Contribute to monitoring and testing coverage plans and related metrics.
* Monitor and test the effectiveness of the front line unit and control function compliance risk controls for FLU/CF.
* Identify, aggregate, report and escalate compliance risks, issues and control enhancements for FLU/CF.
* Execute governance and management routines.
* Identify compliance training needs and inspect FLU/CF and third party participation for FLU/CF.
* Assist with preparations for regulatory exams and audits for FLU/CF.
* Inspect that commitments made regarding actions in response to Matters Requiring Attention ("MRAs") and other actions are completed for FLU/CF.
* Escalate regulatory relations concerns to Compliance Manager or Executive

Candidates will ideally show evidence of the above in their CV in order to be considered.

Please be advised if you haven't heard from us within 48 hours then unfortunately your application has not been successful on this occasion, we may however keep your details on file for any suitable future vacancies and contact you accordingly.

Pontoon is an employment consultancy and operates as an equal opportunities' employer

Job Type: Contract, Full Time
Location: City of London, London
Category: Accounting/Financial/Insurance
City: City of London
County: City and County of the City of London
Country: United Kingdom
Salary:
Benefits: